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Exchanges
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Investing
& Trading
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| Market
Makers
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Short
Selling
- 8/9/04 StockGate:
NASD and SEC Seemingly At Odds Over NASD's Short Selling Proposal
" . . . increasingly frustrated at what appears to be a growing
state of confusion between the U.S. Securities and Exchange Commission
and the NASD over the status of the NASD's proposals to squelch
illegal naked short selling. StockGate has not only confused most
within the industry, due to the roots and tentacles running widely
through every aspect of the financial community, it has also cost
hundreds of thousands of investors millions of dollars, hundreds
of companies their market cap and ability to raise money and embroiled
dozens of broker-dealers and market makers " Investor's
Business Daily
- 7/12/04 StockGate:
The Beat Goes On "Many observers have suggested that
no greater "problem area" has existed in U.S. financial
history than the apparently counterfeit and virtually unlimited
oversupply of electronic securities and overseas interests that
threaten to collapse the entire American financial underpinnings,
leaving the "Crash" and the aftermath of "9-11"
as comparative Monopoly money events." Investor's Business
Daily "naked shorting" discussed
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Sales
[top of pg]
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6/13/07 
